IL&FS Engineering and Construction Company shareholders and shareholding pattern

NSE: IL&FSENGGBSE: 532907ConstructionSmall Cap

IL&FS Engineering and Construction Company Limited · Formerly Maytas Infra · Face value ₹10 · Listed Oct 2007

₹38.00₹0.90 (2.43%)BSE ₹38.67

Share price at the NSE close on 29 Oct 2026. Previous close ₹37.10.

29 Oct: open ₹37.35, high ₹38.55, low ₹37.05

52-week range of traded prices to 29 Oct 2026

₹21.00Low, 20 Feb 2026₹43.80High, 22 Sep 2026

Delivery only: shares bought must be paid for in full, with no selling on the same day.
Next results date: the board meets on 3 Nov 2026 to consider: financial results. The notice · Results calendar

Market cap: ₹498 Cr2,064th largest listed
P/E: 46.92
P/E without one-offs: 37.61
P/B: Net worth zero or below
Dividend yield: Nonein the last 12 months
ROE: Net worth zero or below
Debt to equity: Net worth zero or below
Volume, NSE: 13,477

IL&FS Engineering and Construction Company's shareholding pattern for Sep 2026, filed on 14 Oct 2026, with every filing from Dec 2016: who owns its shares by group, its promoters by name and its public holders of 1% or more.

Who owns IL&FS Engineering and Construction Company, filing by filing

Per cent of the company's shares.

Sep 2026 filing

Promoters42.25%
Foreign institutions0.81%
Indian institutions0.33%
Individuals and others56.61%

Shareholding pattern, per cent, from Sep 2019

Promoters
Foreign institutions
Indian institutions
Individuals and others

Per cent	Dec 2016	Mar 2017	Jun 2017	Sep 2017	Dec 2017	Mar 2018	Jun 2018	Sep 2018	Dec 2018	Mar 2019	Jun 2019	Sep 2019	Dec 2019	Mar 2020	Jun 2020	Sep 2020	Dec 2020	Mar 2021	Jun 2021	Sep 2021	Dec 2021	Mar 2022	Jun 2022	Sep 2022	Dec 2022	Mar 2023	Jun 2023	Sep 2023	Dec 2023	Mar 2024	Jun 2024	Sep 2024	Dec 2024	Mar 2025	Jun 2025	Sep 2025	Dec 2025	Mar 2026	Jun 2026	Sep 2026
	37.50%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%
Indian promoters	37.50%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	0.00%	42.25%	42.25%	0.00%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%	42.25%
Foreign promoters	–	–	–	–	–	–	–	–	–	–	–	0.00%	–	0.00%	–	–	–	–	–	0.00%	0.00%	0.00%	0.00%	42.25%	0.00%	0.00%	42.25%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	0.00%	–	–	–	–	–	–
	62.50%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%	57.75%
	–	–	–	–	–	–	–	–	–	–	–	0.00%	–	–	–	–	–	–	–	–	–	–	–	0.13%	0.00%	0.22%	0.22%	0.22%	0.22%	0.22%	0.23%	0.59%	0.79%	0.87%	0.87%	0.88%	0.94%	0.70%	0.70%	0.81%
Foreign portfolio investors, category I	–	–	–	–	–	–	–	–	–	–	–	0.00%	–	–	–	–	–	–	–	–	–	–	–	0.13%	0.00%	0.12%	0.12%	0.12%	0.12%	0.12%	0.13%	0.43%	0.55%	0.64%	0.64%	0.64%	0.70%	0.64%	0.64%	0.75%
Foreign portfolio investors, category II	–	–	–	–	–	–	–	–	–	–	–	0.00%	–	–	–	–	–	–	–	–	–	–	–	0.00%	0.00%	0.10%	0.10%	0.10%	0.10%	0.10%	0.10%	0.16%	0.24%	0.24%	0.24%	0.24%	0.24%	0.06%	0.06%	0.06%
	–	–	–	–	–	–	–	–	–	–	–	5.94%	–	–	–	–	–	–	–	–	–	–	–	1.65%	1.65%	1.63%	1.63%	1.26%	1.26%	1.26%	0.78%	0.37%	0.37%	0.37%	0.37%	0.37%	0.37%	0.34%	0.33%	0.33%
Banks	–	–	–	–	–	–	–	–	–	–	–	5.94%	–	–	–	–	–	–	–	–	–	–	–	1.63%	1.63%	1.61%	1.61%	1.25%	1.25%	1.25%	0.77%	0.35%	0.35%	0.35%	0.35%	0.35%	0.35%	0.32%	0.31%	0.31%
Other financial institutions	–	–	–	–	–	–	–	–	–	–	–	0.00%	–	–	–	–	–	–	–	–	–	–	–	0.02%	0.02%	0.02%	0.02%	0.02%	0.02%	0.02%	0.02%	0.02%	0.02%	0.02%	0.02%	0.02%	0.02%	0.02%	0.02%	0.02%
	–	–	–	–	–	–	–	–	–	–	–	51.81%	–	–	–	–	–	–	–	–	–	–	–	55.97%	56.10%	55.90%	55.90%	56.26%	56.26%	56.26%	56.73%	56.79%	56.59%	56.51%	56.51%	56.50%	56.44%	56.71%	56.72%	56.61%
Resident individuals, up to ₹2 lakh at face value	–	–	–	–	–	–	–	–	–	–	–	9.47%	–	–	–	–	–	–	–	–	–	–	–	9.34%	9.11%	8.92%	8.78%	8.38%	7.98%	7.27%	7.64%	7.08%	6.79%	6.54%	6.49%	6.41%	6.35%	6.23%	6.16%	6.00%
Resident individuals, over ₹2 lakh at face value	–	–	–	–	–	–	–	–	–	–	–	5.16%	–	–	–	–	–	–	–	–	–	–	–	6.97%	7.03%	6.85%	6.84%	7.68%	7.80%	8.80%	8.87%	9.14%	9.31%	9.45%	9.87%	9.84%	9.61%	9.88%	9.72%	9.79%
Companies	–	–	–	–	–	–	–	–	–	–	–	8.91%	–	–	–	–	–	–	–	–	–	–	–	0.00%	9.03%	9.18%	9.29%	9.26%	9.52%	9.42%	9.33%	9.77%	9.73%	9.85%	9.52%	9.73%	9.95%	9.99%	10.26%	10.27%
Non-resident Indians	–	–	–	–	–	–	–	–	–	–	–	0.30%	–	–	–	–	–	–	–	–	–	–	–	0.00%	1.10%	1.14%	1.14%	1.10%	1.07%	1.02%	1.08%	1.15%	1.17%	1.16%	1.12%	0.99%	0.99%	0.97%	0.95%	0.95%
Foreign companies	–	–	–	–	–	–	–	–	–	–	–	27.87%	–	–	–	–	–	–	–	–	–	–	–	0.00%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%
	–	–	–	–	–	–	–	–	–	–	–	0.11%	–	–	–	–	–	–	–	–	–	–	–	39.66%	1.96%	1.94%	1.98%	1.98%	2.02%	1.87%	1.95%	1.78%	1.73%	1.63%	1.65%	1.67%	1.67%	1.78%	1.78%	1.73%
Overseas Corporate Bodies	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	27.87%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
Trusts	–	–	–	–	–	–	–	–	–	–	–	Under 0.01%	–	–	–	–	–	–	–	–	–	–	–	Under 0.01%	Under 0.01%	–	Under 0.01%	Under 0.01%	Under 0.01%	Under 0.01%	Under 0.01%	Under 0.01%	Under 0.01%	Under 0.01%	Under 0.01%	–	–	–	–	–
Clearing Members	–	–	–	–	–	–	–	–	–	–	–	0.02%	–	–	–	–	–	–	–	–	–	–	–	Under 0.01%	Under 0.01%	–	–	–	–	–	0.01%	–	–	–	–	–	–	–	–	–
Bodies Corporate	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	9.06%	8.00%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
Non-Resident Indian (NRI)	–	–	–	–	–	–	–	–	–	–	–	0.09%	–	–	–	–	–	–	–	–	–	–	–	1.02%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
Others	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	0.22%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
Hindu undivided families	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1.71%	1.73%	–	1.97%	1.98%	2.01%	3.74%	3.88%	3.56%	3.46%	3.26%	–	1.67%	1.67%	1.78%	1.78%	1.73%
Shares in issue	12,11,58,671	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078	13,11,21,078
Shares locked in	1,86,95,846	5,54,00,884	5,54,00,884	5,54,00,884	2,86,58,253	2,86,58,253	1,88,62,407	1,88,62,407	99,62,407	99,62,407	99,62,407	0	99,62,407	99,62,407	–	–	–	–	–	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	–	–	–	–	–	–
Promoters' shares locked in	1,86,95,846	5,54,00,884	5,54,00,884	5,54,00,884	2,86,58,253	2,86,58,253	1,88,62,407	1,88,62,407	99,62,407	99,62,407	99,62,407	0	99,62,407	99,62,407	–	–	–	–	–	0	0	0	0	0	0	0	0	0	0	0	0	0	0	0	–	–	–	–	–	–

Filings before Sep 2019 are on an older form, which did not split institutions into foreign and Indian and grouped some holders differently, so those columns show only the lines both forms state alike. A dash is a line the filing did not state. “Under 0.01%” is a holding of shares too small to show at two decimals.

Number of IL&FS Engineering and Construction Company shareholders

Shareholders on the company's register in each filing.

Shareholders, filing by filing

Shareholders	Dec 2016	Mar 2017	Jun 2017	Sep 2017	Dec 2017	Mar 2018	Jun 2018	Sep 2018	Dec 2018	Mar 2019	Jun 2019	Sep 2019	Dec 2019	Mar 2020	Jun 2020	Sep 2020	Dec 2020	Mar 2021	Jun 2021	Sep 2021	Dec 2021	Mar 2022	Jun 2022	Sep 2022	Dec 2022	Mar 2023	Jun 2023	Sep 2023	Dec 2023	Mar 2024	Jun 2024	Sep 2024	Dec 2024	Mar 2025	Jun 2025	Sep 2025	Dec 2025	Mar 2026	Jun 2026	Sep 2026
All shareholders	36,032	35,094	35,037	35,308	35,497	34,918	35,107	35,282	37,309	36,702	36,115	36,479	35,903	35,572	35,436	34,943	34,368	33,680	33,556	33,377	33,425	33,852	33,506	33,024	32,453	31,948	31,529	30,972	30,349	29,365	29,577	28,749	28,393	28,126	27,755	27,470	27,219	26,892	26,617	26,152
	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2
Indian promoters	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	2	0	2	2	0	2	2	2	2	2	2	2	2	2	2	2	2	2
Foreign promoters	–	–	–	–	–	–	–	–	–	–	–	0	–	0	–	–	–	–	–	0	0	0	0	2	0	0	2	0	0	0	0	0	0	0	–	–	–	–	–	–
	36,030	35,092	35,035	35,306	35,495	34,916	35,105	35,280	37,307	36,700	36,113	36,477	35,901	35,570	35,434	34,941	34,366	33,678	33,554	33,375	33,423	33,850	33,504	33,022	32,451	31,946	31,527	30,970	30,347	29,363	29,575	28,747	28,391	28,124	27,753	27,468	27,217	26,890	26,615	26,150
	–	–	–	–	–	–	–	–	–	–	–	0	–	–	–	–	–	–	–	–	–	–	–	3	0	2	2	2	2	2	3	6	6	6	6	6	6	5	5	6
Foreign portfolio investors, category I	–	–	–	–	–	–	–	–	–	–	–	0	–	–	–	–	–	–	–	–	–	–	–	3	0	1	1	1	1	1	2	5	5	5	5	5	5	4	4	5
Foreign portfolio investors, category II	–	–	–	–	–	–	–	–	–	–	–	0	–	–	–	–	–	–	–	–	–	–	–	0	0	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1
	–	–	–	–	–	–	–	–	–	–	–	10	–	–	–	–	–	–	–	–	–	–	–	6	6	6	7	5	5	5	5	4	4	4	4	4	4	4	3	3
Banks	–	–	–	–	–	–	–	–	–	–	–	10	–	–	–	–	–	–	–	–	–	–	–	5	5	5	6	4	4	4	4	3	3	3	3	3	3	3	2	2
Other financial institutions	–	–	–	–	–	–	–	–	–	–	–	0	–	–	–	–	–	–	–	–	–	–	–	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1
	–	–	–	–	–	–	–	–	–	–	–	36,467	–	–	–	–	–	–	–	–	–	–	–	33,013	32,445	31,938	31,518	30,963	30,340	29,356	29,567	28,737	28,381	28,114	27,743	27,458	27,207	26,881	26,607	26,141
Resident individuals, up to ₹2 lakh at face value	–	–	–	–	–	–	–	–	–	–	–	35,736	–	–	–	–	–	–	–	–	–	–	–	31,236	30,681	30,201	29,801	29,249	28,631	27,725	27,944	27,141	26,778	26,538	26,189	25,917	25,682	25,366	25,107	24,661
Resident individuals, over ₹2 lakh at face value	–	–	–	–	–	–	–	–	–	–	–	79	–	–	–	–	–	–	–	–	–	–	–	118	119	121	124	138	141	125	126	125	130	126	129	127	123	122	120	116
Companies	–	–	–	–	–	–	–	–	–	–	–	281	–	–	–	–	–	–	–	–	–	–	–	0	170	167	165	169	178	168	161	164	162	156	152	156	148	144	146	147
Non-resident Indians	–	–	–	–	–	–	–	–	–	–	–	231	–	–	–	–	–	–	–	–	–	–	–	0	315	313	313	304	301	297	299	299	313	321	315	313	318	328	323	324
Foreign companies	–	–	–	–	–	–	–	–	–	–	–	1	–	–	–	–	–	–	–	–	–	–	–	0	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1	1
	–	–	–	–	–	–	–	–	–	–	–	139	–	–	–	–	–	–	–	–	–	–	–	1,659	1,159	1,135	1,114	1,102	1,088	1,040	1,036	1,007	997	972	957	944	935	920	910	892
Overseas Corporate Bodies	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
Trusts	–	–	–	–	–	–	–	–	–	–	–	1	–	–	–	–	–	–	–	–	–	–	–	1	1	–	1	1	1	1	1	1	1	1	1	–	–	–	–	–
Clearing Members	–	–	–	–	–	–	–	–	–	–	–	21	–	–	–	–	–	–	–	–	–	–	–	10	3	–	–	–	–	–	1	–	–	–	–	–	–	–	–	–
Bodies Corporate	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	174	2	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
Non-Resident Indian (NRI)	–	–	–	–	–	–	–	–	–	–	–	117	–	–	–	–	–	–	–	–	–	–	–	311	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
Others	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	3	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
Hindu undivided families	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1,162	1,152	–	1,113	1	1,087	2	2	2	2	2	–	944	935	1	1	1

IL&FS Engineering and Construction Company promoters

Promoters are the founders, families and companies that control the company, as its filings name them. Every member of the promoter group holding shares in the filing for Sep 2026; the largest is IL&FS Financial Services Limited, 21.29%.Promoter buying and selling

Holder
IL&FS Financial Services LimitedIndian companies, trusts and others	21.29%	2,79,14,641
Infrastructure Leasing and Financial Services LimitedIndian companies, trusts and others	20.96%	2,74,86,243

No promoter shares are reported as pledged.

Largest public holders of IL&FS Engineering and Construction Company, filing by filing

Per cent, on the same shares as the split above.

Holder	Dec 2016	Mar 2017	Jun 2017	Sep 2017	Dec 2017	Mar 2018	Jun 2018	Sep 2018	Dec 2018	Mar 2019	Jun 2019	Sep 2019	Dec 2019	Mar 2020	Jun 2020	Sep 2020	Dec 2020	Mar 2021	Jun 2021	Sep 2021	Dec 2021	Mar 2022	Jun 2022	Sep 2022	Dec 2022	Mar 2023	Jun 2023	Sep 2023	Dec 2023	Mar 2024	Jun 2024	Sep 2024	Dec 2024	Mar 2025	Jun 2025	Sep 2025	Dec 2025	Mar 2026	Jun 2026	Sep 2026
SBG Projects Investments LimitedForeign companies	30.16%	27.87%	27.87%	27.87%	27.87%	27.87%	–	27.87%	27.87%	27.87%	27.87%	–	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	–	–	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%	27.87%
SNR Investments Private LimitedCompanies	4.33%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	–	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	–	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%
Veeyes Investments Private LimitedCompanies	4.33%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	–	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	–	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%	4.00%
Guttikonda Vara LakshmiResident individuals, over ₹2 lakh at face value	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1.07%	1.07%	1.07%	1.09%	1.09%	1.46%	1.46%	1.53%	1.53%	1.53%	1.53%
B Teja RajuResident individuals, over ₹2 lakh at face value	1.23%	1.14%	1.14%	1.14%	1.14%	1.14%	1.14%	–	–	–	–	–	1.14%	1.14%	1.14%	1.14%	1.14%	1.14%	1.14%	1.14%	1.14%	1.14%	–	–	–	–	–	–	1.14%	1.14%	1.14%	1.14%	1.14%	1.14%	1.14%	1.14%	1.14%	1.14%	1.14%	1.14%
ZZZZZOther non-institutions	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	1.98%	–	–	–	–	–	–	–	–	–	–	–	–
STATE BANK OF INDIAFinancial Institution Or Banks	1.57%	1.45%	2.52%	2.52%	2.52%	2.52%	2.52%	2.52%	2.52%	2.52%	2.52%	–	2.52%	2.52%	2.52%	2.52%	2.52%	2.19%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
IDBI Bank LtdFinancial Institution Or Banks	1.31%	1.21%	1.21%	1.21%	1.21%	1.21%	1.21%	1.21%	1.21%	1.21%	1.21%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
Mr B Teja RajuResident individuals, over ₹2 lakh at face value	–	–	–	–	–	–	–	1.14%	1.14%	1.14%	1.14%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
ICICI BANK LTDFinancial Institution Or Banks	4.93%	4.49%	4.06%	3.31%	2.21%	2.02%	1.70%	1.23%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
SBG Projects Investments Private LimitedOther non-institutions	–	–	–	–	–	–	27.87%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–
STATE BANK OF HYDERABADFinancial Institution Or Banks	1.16%	1.07%	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–	–

A filing names every holder above one per cent, in the company's own words: an insurer's holding can carry one of its funds' names. A dash is a filing that did not name the holder, which includes holding under one per cent.